我國股權眾籌投資者保護法律制度研究.pdf

1、lilllJIIlillllIIIIIIY3275333分類號——UDC——酗“dljlY埸ANGz刪HOUu杰RS季ITY學號叢Z!Q】曼查密級碩士學位論文(全日制專業(yè)學位)我國股權眾籌投資者保護法律制度研究陳睿指導教師姓名：毯垂鹽熬撞：揚劌盤鱟：姿蒸揚劌：225QQ里盎金塑：揚劌吏￡陵區(qū)厶氐送瞳：婆薟揚劌，22三QQ2申請學位級別：亟學科專業(yè)名稱：達往亟(送堂2論文提交日期：至Q!Z生三旦!Q旦論文答辯日期：至Q!Z生墨旦21旦學位

2、授予單位：塑劌盤堂學位授予日期：2Q]Z生魚目圣Q目答辯委員會主席：整塞墮』整撞AbstractWiththe”publicentrepreneurship，theinnovationofthePeople”proposed，setoffanewwaveof’’grassrootsentrepreneurship”，forminganewtrendof”innovationforAll”，moreandmoreindividualsan

3、dsmallmicro—enterprisestojointheinnovativeentrepreneurialteam，emergingprojectsneedalotofcapitalinvestment，whilethepublicinterestinourcountrywillbeopentomoreordinaryinvestors，equity—raisingindustryalsousheredinnewopportun

4、ities，butinvestors’protectionissuesareincreasinglyprominent，investors’rightsandinterestsarenotguaranteed，Theseproblemshavebecomethemainobstacletothedevelopmentoftheindustryandimaginethatordinarypublicinvestorsfacetherisk

5、ofexceedingtheirexpectationswheninvestinginequityparticipationAndalsolacksthecorrespondinginvestorprotectionmechanismasthesafeguard，thenthestockraisesinevitablycannotattracttheordinarypublicinvestor’Sparticipation，themor

6、ecannotrealizethestockholder’Sstockraisingmarketvalueandthesocialvalue，therefore，thestockshareholderraisestheprofessionhealthyorderlydevelopmentkeyistoestablishtheconsummationinvestorprotectionsystemThefirstchapterconclu

7、desthatthereasonforthedefendant’Slosinginthefirstcaseistoconcealtherealsituationoftherentedhouseandrefusetoprovidetherealpropertyinformation，therebyextendingthesubjectofinvestorprotectioninthestockraisingInthesecondchapt

8、erthischapterdiscussesthecurrentsituationofthedevelopmentofthepublicequityandthestatusquoofthelegalsystemStockraisinghasbeeninChinainfullswingformorethanthreeyears，butstillinthelegalregulationof”vacuumzone”，SOtheestablis

9、hmentofequityinvestorsprotectionsystemtostrengtheninvestorconfidence，promotethehealthyandorderlydevelopmentoftheindustryisessentialInthethirdchapter，thischapterdiscussesthe”Buyer’SConceit”reviewexpoundstheoriginandtransm

10、utationofthe”buyer’Sconceit”principle，withthegradualemergenceoftheconceptof”seller’Sresponsibility”inthedevelopmentofsocietyandeconomyInchapterIVthedevelopmentoftheprincipleof”seller’Sresponsibility”wasintroducedInthefin

11、ancialfield，theapplicationoftheprincipleof”seller’Sresponsibility”inthelegislationofoverseasshareholdingisanalyzed，andtheprincipleof”seller’Sresponsibility”ismainlyrequiredtomaketheinformationdisclosureandriskpromptoblig

12、ationInthefifthchapter，thischapterdiscussesthelegalthinkingaboutthesystemofinvestorprotectioninChina’SequityInvestorprotectionneedstostrengthen”theseller’Sresponsibility”basedonthebalancedapplicationofthe”buyer’Sconceit”

13、and”thesellerisresponsible”，finallyrealizes’’thesuitableproducttosellthesuitablecustomer”，realizesthecompliancefinancing，thusfullyprotectsthegoodinvestor’SlegitimaterightsandinterestsKeyword：Equity—basedcrowdfunding；Issu